With hundreds of years of combined experience, VSR offers expertise in various areas of financial services advisory. We have former Regulators, BSA Officers, Chief Compliance Officers, and Operations Managers who can lend their expertise to help solve your problems.
The complexity of regulatory compliance and the higher stakes for failure, whether in the form of institutional penalties or personal liability, make the compliance officer’s job even more daunting.
Let our team of experienced former FinCEN & Federal Regulators create a program that fits the needs or your institution while complying with Federal Regulatory expectations. Get it done right the first time!
Our Certified Cryptocurrency Experts have created compliance programs to mitigate the AML risk of Cryptocurrency in Financial Institutions. We have also conducted Cryptocurrency training to global Financial Institutions.
As one of the key elements of the 4 pillars of Compliance, Independent Reviews are crucial to your institutions foundation. To build a stable home, you need a strong foundation. How can you develop a strong foundation? Through a clear and comprehensive understanding of your organization's structure and risk exposure.
Let our team of former Chief Compliance Officers and BSA Officers review your institution and give you the advise you need to create a more robust Compliance foundation.
Cannabis Compliance Services
Vanguard provides Marijuana Related Compliance Services to Financial Institutions, Cannabis Industry, and Municipalities who have Marijuana Related Businesses in their cities.
With our team of former Federal and State Regulators, Attorneys and Financial Crime Investigators, our experts are well equipped with the knowledge and experience your organization needs to be successful.
Lending Compliance has become a mandatory criterion for the 21st Century Lending Institution. Imposition of consumer safeguards under Dodd / Frank and CFPB have placed an additional standard of regulatory mandates on the lending community in order to safeguard consumers. Likewise the effects of the Patriot Act and Anti Money Laundering legislation have imposed another layer of review on Lending Institutions.
We have a seasoned staff that can review your policies and procedures, determine whether you are compliant with these Compliance guidelines and quickly and effectively confirm and/ or amend your guidelines in order to achieve 100% compliance with regulatory mandates.
MSB Compliance Services
Available for projects, staff augmentation, or interim positions, our resources have a vast spectrum of experience in their respected fields and can bring true value to your institution. You can build a team of strategically chosen resources to assist you in any capacity.